ocoaiOne Click Operation AIPhilippine Bar & law practiceSign inOpen the app
R.A. 8799

Securities Regulation Code basics

Registration of securities and antifraud rules.

Registration

Required unless an exemption applies.

Fraud

Antifraud liability on offers/sales.

Brokers

SEC licensing.

Sources

Last reviewed November 9, 2026. Laws, rules and Bar Bulletins change; if a source above has been amended or superseded, the official text controls.

Securities Regulation Code basics — FAQ

Is this legal advice?

No — overview only.

Official text?

Start from the official source linked below (https://elibrary.judiciary.gov.ph/).

Case citations?

Overview pages avoid unverified G.R. numbers.

Securities Regulation Code basics | ocoai